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arXivFunctional AnalysisarXiv:2607.10107

Spectral Estimates over Multiply Connected Domains

Imagine you have a flat disk with several circular holes punched out of it. Now think about the quantum mechanical version of this shape: instead of a physical region, mathematicians study the set of all operators (think of these as generalizations of matrices) whose spectrum, meaning the set of values that captures the operator's essential behavior, lies inside this punctured disk. The paper asks a fundamental question about how well-behaved functions of such operators can be. Specifically, it seeks to bound a quantity called the spectral constant, which measures how much a function can amplify an operator when you only know where the operator's spectrum sits.

The main achievement of the paper is proving that this spectral constant stays bounded by a fixed number no matter how the holes are arranged, how many there are, or how large they are, as long as they remain disjoint circular holes inside the disk. This is a surprisingly strong result because you might expect the bound to depend heavily on the geometry. The authors also prove a sharper, more refined bound when the holes are far apart from each other, which builds on and extends earlier work by Crouzeix and Pascoe who studied the simpler case of a disk with just one hole, known as an annulus.

This matters because controlling spectral constants has practical implications for numerical analysis and the study of differential equations, where operators arise naturally and you often need to evaluate functions of them, such as computing the exponential of a matrix to solve a system of equations. Knowing that the spectral constant is uniformly bounded regardless of the hole geometry means that estimates and algorithms designed for these punctured-disk settings remain stable and reliable without requiring case-by-case geometric analysis. The result contributes to a broader program in operator theory aimed at understanding the famous Crouzeix conjecture, which proposes a universal bound for spectral constants over any region in the complex plane.

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